Best Investors Account Sign in

John Anderson Lumpkin

Morgan Stanley

Beavercreek, OH

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
OH RA APPROVED 2012-05-14
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • OH RA
    APPROVED
    Since 2012-05-14

Branch Locations

4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Beavercreek OH 05/2012 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 05/2012 → Present
    Morgan Stanley Smith Barney Llc
    Beavercreek, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-12-24 → 2012-05-14
    Chase Investment Services Corp.
    Dayton, OH
    Dayton, OH
    Dayton, OH
    Vandalia, OH
    Chicago, IL
Other Businesses

1. GREATER DAYTON REGIONAL TRANSIT AUTHORITY; BOARD MEMEMBER; 03/2015; 0 OUTSIDE 1 DURING OFFICE HOURS; DAYTON, OH; NON- INVESTMENT RELATED 2. CITY OF DAYTON FINANCIAL REVIEW BOARD; BOARD MEMBER; 0 OUTSIDE 1 DURING OFFICE HOURS; REPORT GIVEN TO CITIZENS BY CITY MANAGER ON FINANCIAL STATE OF THE CITY OF DAYTON; DAYTON, OH; NON INVESTMENT RELATED; 5/2015 FOOD TRUCK,SILENT PARTNER/OWNER;INVESTMENT RELATED;START DATE:10/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-0;DAYTON OH Rental Property; Dayton, Ohio; Rental; Investment related; Sole Proprietor / Owner / Partner; 07/2013; During business hours: 0; After business hours: 0 *385229 - Lumpkin & Lumpkin Group LLC; Investment related Yes; To hold properties; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018 *445269 - Trotwood-Madison CIty Schools; Investment related - No; Dayton, Ohio; Football Coaching; Football Coach / Friday Night Announcer (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 50; Coaching football and announcing varsity football games

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
  • S66 Uniform Combined State Law Examination
    2009-12-22
Other Names
  • John Anderson Lumpkin
  • John Anderson Lumpkin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beavercreek, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor