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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| OH | RA | APPROVED | 2012-05-14 |
Branch Locations
4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Beavercreek | OH | 05/2012 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. GREATER DAYTON REGIONAL TRANSIT AUTHORITY; BOARD MEMEMBER; 03/2015; 0 OUTSIDE 1 DURING OFFICE HOURS; DAYTON, OH; NON- INVESTMENT RELATED 2. CITY OF DAYTON FINANCIAL REVIEW BOARD; BOARD MEMBER; 0 OUTSIDE 1 DURING OFFICE HOURS; REPORT GIVEN TO CITIZENS BY CITY MANAGER ON FINANCIAL STATE OF THE CITY OF DAYTON; DAYTON, OH; NON INVESTMENT RELATED; 5/2015 FOOD TRUCK,SILENT PARTNER/OWNER;INVESTMENT RELATED;START DATE:10/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-0;DAYTON OH Rental Property; Dayton, Ohio; Rental; Investment related; Sole Proprietor / Owner / Partner; 07/2013; During business hours: 0; After business hours: 0 *385229 - Lumpkin & Lumpkin Group LLC; Investment related Yes; To hold properties; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018 *445269 - Trotwood-Madison CIty Schools; Investment related - No; Dayton, Ohio; Football Coaching; Football Coach / Friday Night Announcer (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 50; Coaching football and announcing varsity football games
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-22 |
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