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Michael Erwood Mccormick

Cetera Investment Advisers LLC

Goodlettsville, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-28
TN RA APPROVED 2018-04-30
  • TX RA
    APPROVED
    Since 2023-04-28
  • TN RA
    APPROVED
    Since 2018-04-30

Branch Locations

112 Long Hollow Pike, Goodlettsville, TN 37072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Goodlettsville TN 04/2018 Present
Cetera Investment Advisers Llc Goodlettsville TN 04/2018 Present
Cetera Investment Services Llc St. Cloud MN 04/2018 Present
Signator Investors, Inc. Nashville TN 05/1999 04/2018
  • 04/2018 → Present
    Regions Bank
    Goodlettsville, TN
  • 04/2018 → Present
    Cetera Investment Advisers Llc
    Goodlettsville, TN
  • 04/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 05/1999 → 04/2018
    Signator Investors, Inc.
    Nashville, TN
Previous Registrations
  • 2004-03-29 → 2017-11-13
    Signator Investors, Inc.
    Nashville, TN
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-28
S63 Uniform Securities Agent State Law Examination 2000-02-03
  • S65 Uniform Investment Adviser Law Examination
    2017-05-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-03
Designations

View on SEC IAPD

Other Firms

EDWARD JONES
THRIVENT INVESTMENT MANAGEMENT INC.
RAYMOND JAMES & ASSOCIATES, INC.
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SAGEGUARD FINANCIAL GROUP, LLC
PAUL WINKLER, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Bridgit Lee Bennett
Garrett Donavon Dickerson
Jordan Taylor Coffey
NENA MARIE HOWDEN
TRAVIS LEE MCAFEE
Trenton Corey Sipes
Brian Andrew Smith
Rosa Escoto Moore

Other Offices

EDWARD JONES · GOODLETTSVILLE, TN
THRIVENT INVESTMENT MANAGEMENT INC. · GOODLETTSVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · GOODLETTSVILLE, TN
EDWARD JONES · GOODLETTSVILLE, TN
LPL FINANCIAL LLC · Goodlettsville, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MADISON, TN
SAGEGUARD FINANCIAL GROUP, LLC · GOODLETTSVILLE, TN
PAUL WINKLER, INC. · GOODLETTSVILLE, TN

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