Matthew James Worthington

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-07-30
WA	RA	APPROVED	2023-10-31
TX	RA	APPROVED	2023-10-26

AZ RA
APPROVED

Since 2026-07-30
WA RA
APPROVED

Since 2023-10-31
TX RA
APPROVED

Since 2023-10-26

Branch Locations

Phoenix, AZ • United States

330 112Th Ave Ne, Suite 301, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	02/2009	07/2018
Penn Mutual Life Ins Co	Horsham	PA	02/2009	10/2023
Woodbury Financial Services Inc	Bellevue	WA	07/2018	10/2023
Lpl Financial Llc	Newcastle	WA	10/2023	Present

02/2009 → 07/2018

Hornor Townsend & Kent Inc

Horsham, PA
02/2009 → 10/2023

Penn Mutual Life Ins Co

Horsham, PA
07/2018 → 10/2023

Woodbury Financial Services Inc

Bellevue, WA
10/2023 → Present

Lpl Financial Llc

Newcastle, WA

Previous Registrations

2018-07-16 → 2023-10-30

Woodbury Financial Services, Inc.

Bellevue, WA

Bellevue, WA

Issaquah, WA
2009-02-24 → 2018-07-26

Hornor, Townsend & Kent, Llc

Bellevue, WA
2008-01-01 → 2009-02-17

Wells Fargo Clearing Services, Llc

Kirkland, WA
2003-10-20 → 2008-01-01

A. G. Edwards & Sons, Inc.

Kirkland, WA

Kirkland, WA

St. Louis, MO

Other Businesses

1)10/18/2023 - Advanced Planning Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 120 Hr/Mth 2)10/18/2023 - Advanced Planning Partners - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 08/2009 - 15 Hr/Mth 3)10/18/2023 - Worth Five Holdings LLC - Real Estate Rental - Non-Inv Rel - Newcastle, WA - Start: 3/2021 - 2 Hr/Mth 4)10/18/2023 - Vacation Real Estate Rental - Non-Inv Rel - Newcastle, WA - Start: 12/2021 - 2 Hr/Mth 5)10/18/2023 - Worth5OfficeLease LLC - LLC for liability reasons when renting office space - Non-Inv Rel - Newcastle, WA - Start: 11/2023 - 3 Hr/Mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-17

S66 Uniform Combined State Law Examination

2003-10-17

View on SEC IAPD