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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-28 |
| SD | RA | APPROVED | 2023-11-13 |
Branch Locations
212 N Egan Ave, Madison, SD 57042 • United States
221 N Main St Box 632, Salem, SD 57058-2004 • United States
Salem, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Salem | SD | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Salem | SD | 11/2018 | 11/2023 |
| Ameriprise Financial Services, Llc | Salem | SD | 11/2023 | Present |
Real Estate Ownership; Commercial; 221 N. Main St, , Salem, SD, 57058; Not Investment-Related; 11/21/2023 / Commercial; 740 S. Main St, , Salem , SD, 57058; Not Investment-Related; 11/21/2023. Independent Insurance Brokering; Transamerica Life Insurance Company; 05/01/1998; Universal Life, Long Term Care, Disability Income, Term Life / Midland National Life Insurance; 06/01/2009; Universal Life, Term Life / Cincinnati Life; 03/01/2016; Term Life / North American Life; 03/01/2016; Universal Life / Lincoln National Life; 04/01/2018; Universal Life / Ameritas Life Insurance; 04/01/2023; Universal Life / Genworth LTC; 04/01/2002; Long Term Care. Business Ownership; C. Cheeseman, Inc. S-Corp; Owner; Manage Cheeseman Financial Advisors /Ameriprise expenses and payroll; 221 N. Main St, PO Box 632, Salem , SD, 57058; Investment-Related; 10/19/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Sun Praire Township Board; Board Member; 24540 436th Ave, , Canova, SD, 57321; Not Investment-Related; 03/05/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; C. Cheeseman, Inc.; Owner; Manage advisory business; 221 N. Main St, PO Box 632, Salem, SD, 57058; Investment-Related; 12/04/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Salem Baseball Association; Committee member for youth baseball and facility up keep. assist in hiring coaches, field maintenance and fund raising.; 720 N. Peck, , Salem, SD, 57058; Not Investment-Related; 12/04/2023; 1 to 9 hours per month; 0 during trading hours / Salem Unite Church Hospitality Commitee; Organize special church events and fundraising.; 432 N. Main st, , Salem, SD, 57058; Not Investment-Related; 12/04/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-10 |
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