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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-13 |
| FL | RA | APPROVED | 2025-02-11 |
| NH | RA | APPROVED | 2024-09-19 |
| RI | RA | APPROVED | 2024-09-19 |
| MA | RA | APPROVED | 2024-09-16 |
Branch Locations
200 Summit Drive Suite 430, Burlington, MA 01803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company Llc | Boston | MA | 10/2015 | 12/2016 |
| First Republic Investment Management | Boston | MA | 10/2015 | 12/2016 |
| Investtech | Los Angeles | CA | 02/2017 | 03/2017 |
| Accenture | Boston | MA | 04/2017 | 09/2018 |
| Unemployed | Duxbury | MA | 10/2018 | 01/2019 |
| Penn Mutual Life Ins Co | Horsham | PA | 02/2019 | 12/2019 |
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2019 | 12/2019 |
| Unemployed | Halifax | MA | 01/2020 | 04/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 04/2020 | 08/2024 |
| Bps Financial Services | Loudonville | NY | 12/2021 | 08/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 08/2024 |
| Valic Financial Advisors, Inc. | New Hampshire | NH | 08/2024 | Present |
| Agia | Houston | TX | 08/2024 | Present |
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA FC SOCIAL - PELAGIC SAILING CLUB POSITION: FC Social NATURE: I organize monthly speakers for the club on topics of sailing. The goal is to help members engage monthly and also drive potential new members to the club. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 400 Morrissey Blvd, Dorchester MA 02125, United States DESCRIPTION: Call people to present and then assist in the organization of the presentation. MARSHFIELD RECREATION COMMISSION BOARD MEMBER POSITION: Board Member NATURE: Ensure that the Marshfield Recreation Commission is doing its best to serve the community in an oversight capacity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 900 Ferry Street, Marshfield MA 02050, United States DESCRIPTION: Monthly meeting to ensure the employees are doing the proper things for the community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-16 |
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