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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-13
FL RA APPROVED 2025-02-11
NH RA APPROVED 2024-09-19
RI RA APPROVED 2024-09-19
MA RA APPROVED 2024-09-16
  • AZ RA
    APPROVED
    Since 2025-05-13
  • FL RA
    APPROVED
    Since 2025-02-11
  • NH RA
    APPROVED
    Since 2024-09-19
  • RI RA
    APPROVED
    Since 2024-09-19
  • MA RA
    APPROVED
    Since 2024-09-16

Branch Locations

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company Llc Boston MA 10/2015 12/2016
First Republic Investment Management Boston MA 10/2015 12/2016
Investtech Los Angeles CA 02/2017 03/2017
Accenture Boston MA 04/2017 09/2018
Unemployed Duxbury MA 10/2018 01/2019
Penn Mutual Life Ins Co Horsham PA 02/2019 12/2019
Hornor Townsend & Kent Inc Horsham PA 04/2019 12/2019
Unemployed Halifax MA 01/2020 04/2020
Cetera Advisor Networks Llc El Segundo CA 04/2020 08/2024
Bps Financial Services Loudonville NY 12/2021 08/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 08/2024
Valic Financial Advisors, Inc. New Hampshire NH 08/2024 Present
Agia Houston TX 08/2024 Present
  • 10/2015 → 12/2016
    First Republic Securities Company Llc
    Boston, MA
  • 10/2015 → 12/2016
    First Republic Investment Management
    Boston, MA
  • 02/2017 → 03/2017
    Investtech
    Los Angeles, CA
  • 04/2017 → 09/2018
    Accenture
    Boston, MA
  • 10/2018 → 01/2019
    Unemployed
    Duxbury, MA
  • 02/2019 → 12/2019
    Penn Mutual Life Ins Co
    Horsham, PA
  • 04/2019 → 12/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 01/2020 → 04/2020
    Unemployed
    Halifax, MA
  • 04/2020 → 08/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2021 → 08/2024
    Bps Financial Services
    Loudonville, NY
  • 06/2023 → 08/2024
    Schaumburg, IL
  • 08/2024 → Present
    New Hampshire, NH
  • 08/2024 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2023-06-29 → 2024-08-07
    Marshfield, MA
    Hanover, MA
    Loudonville, NY
  • 2020-04-22 → 2023-06-29
    Cetera Wealth Services, Llc
    Worcester, MA
    Marshfield, MA
    Loudonville, NY
    Hanover, MA
  • 2015-11-18 → 2016-12-16
    J.P. Morgan Private Wealth Advisors Llc
    Boston, MA
    San Francisco, CA
  • 2015-08-20 → 2015-11-02
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA FC SOCIAL - PELAGIC SAILING CLUB POSITION: FC Social NATURE: I organize monthly speakers for the club on topics of sailing. The goal is to help members engage monthly and also drive potential new members to the club. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 400 Morrissey Blvd, Dorchester MA 02125, United States DESCRIPTION: Call people to present and then assist in the organization of the presentation. MARSHFIELD RECREATION COMMISSION BOARD MEMBER POSITION: Board Member NATURE: Ensure that the Marshfield Recreation Commission is doing its best to serve the community in an oversight capacity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 900 Ferry Street, Marshfield MA 02050, United States DESCRIPTION: Monthly meeting to ensure the employees are doing the proper things for the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-16
  • S66 Uniform Combined State Law Examination
    2019-09-16
Other Names
  • Christopher Shea
  • Christopher David Shea

View on SEC IAPD

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