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11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-05-13 |
Branch Locations
2400 E. Commercial Blvd. Suite 211, Fort Lauderdale, FL 33308 • United States
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Asset Management | Fort Lauderdale | FL | 08/2003 | 05/2018 |
| Dakota Wealth, Llc | Palm Beach Gardens | FL | 05/2018 | Present |
YOUNG LIVING ESSENTIAL OILS; 1538 W. SANDALWOOD, LEHI, UT 84043; NOT-INVESTMENT RELATED; NATURE OF OB: WELLNESS PRODUCTS AND EDUCATION; POSITION: DISTRIBUTOR; DUTIES: EDUCATION REGARDING WELLNESS; START DATE: 10/2018; APPROX. HOURS/MONTH: 15 HOURS; APPROX. HOURS/MONTH DURING SECURITIES TRADING HOURS: 0 HOURS; COMPENSATION: COMMISSION FROM CUSTOMER PURCHASES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-22 |
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