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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-13
  • FL RA
    APPROVED
    Since 2020-05-13

Branch Locations

2400 E. Commercial Blvd. Suite 211, Fort Lauderdale, FL 33308 • United States

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Asset Management Fort Lauderdale FL 08/2003 05/2018
Dakota Wealth, Llc Palm Beach Gardens FL 05/2018 Present
  • 08/2003 → 05/2018
    Strategic Asset Management
    Fort Lauderdale, FL
  • 05/2018 → Present
    Palm Beach Gardens, FL
Other Businesses

YOUNG LIVING ESSENTIAL OILS; 1538 W. SANDALWOOD, LEHI, UT 84043; NOT-INVESTMENT RELATED; NATURE OF OB: WELLNESS PRODUCTS AND EDUCATION; POSITION: DISTRIBUTOR; DUTIES: EDUCATION REGARDING WELLNESS; START DATE: 10/2018; APPROX. HOURS/MONTH: 15 HOURS; APPROX. HOURS/MONTH DURING SECURITIES TRADING HOURS: 0 HOURS; COMPENSATION: COMMISSION FROM CUSTOMER PURCHASES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-22
  • S65 Uniform Investment Adviser Law Examination
    2019-11-22
Other Names
  • Mary Elizabeth Kroschel
  • Mary Beth Cosentino

View on SEC IAPD

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