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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-04 |
| CA | RA | APPROVED | 2019-04-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pepito Real Estate, Llc | Visalia | CA | 06/2013 | Present |
| Pepita Real Estate, Llc. | Visalia | CA | 02/2012 | Present |
| Rc Kenmore Ave, Llc. | Visalia | CA | 09/2013 | Present |
| Lpl Financial, Llc | Visalia | CA | 02/2014 | Present |
| Independent Financial Partners | Visalia | CA | 02/2014 | 04/2019 |
| Integrated Wealth Concepts, Llc | Visalia | CA | 04/2019 | Present |
1.2/19/2014:HERMES WEALTH STRATEGIES, INC--INV REL--AtReptBusLoc(s)--DBAfor LPL Bus.(entity for LPL bus.)--TimeSpent80%. 2.4/21/2015:HERMES WEALTH STRATEGIES-INV REL- AtReptBusLoc(s)-NON-VARIABLE INSURANCE-START2/19/2014-10 HR/MO NONE DURING SECS TRDG HRS -INSURANCE AGENT. 3.5/19/2015:INSURANCE AGENCY-INV REL- AtReptBusLoc(s)- START9/1/2015-2 HR/MO NONE DURING SECS TRDG HRS 4.6/11/2015:PEPITA REAL ESTATE, LLC--INV REL--VISALIA CA --REAL ESTATE RENTAL--START1/1/2011--5 HR/MO NONE DURING SECS TRDG HRS 5.6/11/2015:PEPITO REAL ESTATE, LLC--INV REL--VISALIA CA --REAL ESTATE RENTAL--START6/1/2015--5 HR/MO NONE DURING SECS TRDG HRS 6.4/26/2019:Hermes Wealth Strategies--InvestRel--Visalia, CA--Real Estate Rental--Start5/1/2019--0 Hrs/mo. 7.5/8/2019:Integrated Financial Partners--InvestRel--AtReptBusLoc(s)--DBAfor LPL Bus.(entity for LPL bus.)--Start4/12/2019--160Hrs/Month;40HrsDuringTrading. 8.5/14/2019:Integrated Wealth Concepts, LLC--InvestRel--AtReptBusLoc(s)--RIA/Hybrid-IAR-Start4/12/2019--160 Hrs/mo;40HrsDuringTrading--I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 4/2019. I expect to spend approximately 160 Hrs per Mth on this activity. Please see the advisory firm's Form ADV... 9.5/29/2019:Pepito Real Estate, LP--InvestRel--Visalia, CA--Real Estate Rental--Start6/14/2019--10 Hrs Mo/0 Hrs Dur Sec Trading--Re- 10.6/27/2019-Hermes Wealth Strategies-IAR-InvestRel--AtReptBusLoc(s)--RIA/DBA-160Hrs/Mon;160 hrs dur trading. 11.12/4/2019: Pepito Real Estate, LP--InvestRel--Visalia CA & Parcel of land --Other-Real Estate Purchase--Start6/15/2019--0Hrs/Mth. 12.1/13/2020:2344 Seventeen Street, LLC--InvestRel--Visalia CA --RealEstateRental--Start11/1/2019--5Hrs/Mth;0HrsDurTrading. 13.1/13/2020:RC S. Kenmore Ave, LLC--InvestRel--Fresno, CA--Real Estate Rental--Start11/26/2013--5Hrs/Mth;0HrsDurTrading. 14.5/1/2020:Apollo Accountancy Solutions--InvestRel--2401 N Linwood, Lot R, Visalia CA 93291--Tax Prep/Accounting/CPA--Shareholder&BusinessOperationMgr--Started9/1/2018--20 Hrs/Mth;0HrsDurTrading. 15.1/12/2021:Pepita Real Estate, LP--InvestRel--1836 W Dorothea Ave Visalia CA 93277; Porterville CA 93257; Tulare CA 93274; Visalia CA 93277, 93291 & 93292--RealEstateRental--Started11/24/2020--20Hrs/Mth; 0HrsDurTrading 16.5/3/2021:Integrated Partners--InvestRel--AtReptBusLoc(s)--DBAfor LPL Bus.(entity for LPL bus.)--Started5/1/2021--1Hr/MonDurTrading. 17.5/5/2021:Integrated Wealth Concepts--DBA:(Hybrid)Integrated Partners--InvestRel--AtReptBusLoc(s)--RIA/DBA--Started5/1/2021--1Hr/MonDurTrading. 18.12/7/2021--South Valley United Soccer Club--NotInvRel--5505 Riggins Ave Visalia CA 93291--Outside/W-2 Employment--Coach--StDate:1/1/2022--30 HrsPerMth/0 HrsDurSecTrad. 19.01/13/2025-Hermes Wealth Strategies, Inc.-DBA for LPL Business (entity for LPL business)- INV REL- At Rep Bus Loc(s)- Start Date 2/18/14- 100 hrs a month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-25 |
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