Michael Jeffrey Kramer

Employer firm

New Edge Wealth CRD 307771

$19.9B regulatory AUM 37 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 02/2021
  B. Riley Capital Management, Llc.
  New York, NY
• 11/2015 → 02/2021
  B. Riley & Co., Llc
  New York, NY
• 11/2017 → 02/2021
  Fbr Capital Markets & Co.
  New York, NY
• 02/2021 → 10/2023
  First Republic Securities Company, Llc
  New York, NY
• 02/2021 → 10/2023
  First Republic Investment Management, Inc.
  New York, NY
• 09/2023 → 10/2023
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → Present
  Newedge Securities Inc
  Pittsburgh, PA
• 10/2023 → Present
  Newedge Wealth
  Stamford, CT

Previous Registrations

• 2021-02-09 → 2023-10-20
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 2013-08-14 → 2021-02-16
  B. Riley Capital Management
  Los Angeles, CA
  New York, NY
• 2019-03-27 → 2021-02-09
  B. Riley Wealth Management
  New York, NY
  New York, NY
  New York, NY
• 2005-07-20 → 2012-09-07
  Ladenburg Thalmann Asset Management Inc
  New York, NY
  New York, NY

Other Businesses

Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Kramer acts in the capacity of trustee for clients accounts. Trust Account Investment-Related: No Position/Title: Successor Trustee Duties: Mr. Kramer is listed as a successor trustee and will act in the capacity of trust for a family members account. 2.Remark Partners LLC*This entity serves as a family office for my family for regulatory purposes. It has no clients other than my wife and myself and has no revenue or income.*Yes Invest*0 Hrs*10/13/23* Hampton NY 11937 3.Alfred and Gail Engelberg - Trustee, Fiduciary*Serve as Fiduciary for Alfred Engelberg. Mr. Engelberg is my uncle. I serve as successor trustee for Mr. Engelberg and his wife and his charitable foundation. I may serve in other roles as a fiduciary - these may be present in documents that I do not have access to*Yes Invest*Mr. Engelberg is a client. I am not paid in my role in this OBA.*0Hrs*10/13/23 4.Engelberg Family Trust* am trustee of the Engelberg Family Trust. This trust was created by my uncle for the benefit of my family - wife, children, sister and her family*Yes Invest*0 hrs*10/13/23 5.NewEdge Wealth - IAR*IAR activity*Yes Invest*250 Hrs/250 DUring trade*10/13/20 6.MJK Advisors LLC*MJK Advisors is the LLC created when I joined NewEdge. It will receive compensation from advisory activities*Yes Invest*2 Hrs per mnth/2hrs trade*10/13/23*East Hampton NY 7.Thomas and Allison Franco Trusts, 555 West 22nd Street, Apt. 11BW, NY, NY 10011, Investment Related, Trustee, Start of Relationship - 12/1/2020, 0 hours per month devoted to Trustee role, 0 hours devoted during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-17
• S63 Uniform Securities Agent State Law Examination
  2004-11-09