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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-05-10 |
| CA | RA | APPROVED | 2020-05-19 |
| TX | RA | APPROVED_RES | 2007-03-20 |
| PA | RA | APPROVED | 2004-01-03 |
Branch Locations
100 N 18Th St Ste 750, Philadelphia, PA 19103 • United States
200 Pringle Ave Ste 550, Walnut Creek, CA 94596 • United States
825 Maryville Centre Dr Ste 210, Chesterfield, MO 63017 • United States
704 Route 6A, Yarmouth Port, MA 02675 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | W. Conshohocken | PA | 08/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Philadelphia | PA | 03/2020 | Present |
Real Estate Ownership; Single Family; 302 Governors Dr, , Wallingford, PA, 19086; Investment-Related; 03/10/2026 / Lot/Land; 1 PPL Sub-Station Road, Hazleton, PA 18202, , Hazleton, PA, 18202; Not Investment-Related; 07/08/2011. Business Ownership; Belmont Hill, LLC; Work with the partners to share operational infrastructure, continuity planning.; Consulting; 100 N. 18th St - Suite 750, , Philadelphia, PA, 19103; Not Investment-Related; 09/20/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Lemon Hill Capital Group, LLC; Co-owner; Real Estate LLC to hold property and limited expenses as an Ameriprise Franchisee.; 100 N. 18th St, Suite 750, Philadelphia, PA, 19103; Not Investment-Related; 09/20/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Timothy Sabol, Inc.; Owner; Entity for the management and maintenance of my Ameriprise Franchise.; 100 N. 18th St, Suite 750, Philadelphia, PA, 19103; Not Investment-Related; 09/20/2013; 0 hours per month; 0 during trading hours / Conwell Pine, LLC; Co-owner; Real Estate; 24 Conwell St, , Provincetown, MA, 02657; Not Investment-Related; 02/05/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Pearl Project, LLC; Co-owner; Real Estate; 24 Conwell Street, , Provincetown, MA, 02657; Not Investment-Related; 06/05/2026; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-30 |
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