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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-05-10
CA RA APPROVED 2020-05-19
TX RA APPROVED_RES 2007-03-20
PA RA APPROVED 2004-01-03
  • MO RA
    APPROVED
    Since 2022-05-10
  • CA RA
    APPROVED
    Since 2020-05-19
  • TX RA
    APPROVED_RES
    Since 2007-03-20
  • PA RA
    APPROVED
    Since 2004-01-03

Branch Locations

100 N 18Th St Ste 750, Philadelphia, PA 19103 • United States

200 Pringle Ave Ste 550, Walnut Creek, CA 94596 • United States

825 Maryville Centre Dr Ste 210, Chesterfield, MO 63017 • United States

704 Route 6A, Yarmouth Port, MA 02675 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. W. Conshohocken PA 08/2003 03/2020
Ameriprise Financial Services, Llc Philadelphia PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 302 Governors Dr, , Wallingford, PA, 19086; Investment-Related; 03/10/2026 / Lot/Land; 1 PPL Sub-Station Road, Hazleton, PA 18202, , Hazleton, PA, 18202; Not Investment-Related; 07/08/2011. Business Ownership; Belmont Hill, LLC; Work with the partners to share operational infrastructure, continuity planning.; Consulting; 100 N. 18th St - Suite 750, , Philadelphia, PA, 19103; Not Investment-Related; 09/20/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Lemon Hill Capital Group, LLC; Co-owner; Real Estate LLC to hold property and limited expenses as an Ameriprise Franchisee.; 100 N. 18th St, Suite 750, Philadelphia, PA, 19103; Not Investment-Related; 09/20/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Timothy Sabol, Inc.; Owner; Entity for the management and maintenance of my Ameriprise Franchise.; 100 N. 18th St, Suite 750, Philadelphia, PA, 19103; Not Investment-Related; 09/20/2013; 0 hours per month; 0 during trading hours / Conwell Pine, LLC; Co-owner; Real Estate; 24 Conwell St, , Provincetown, MA, 02657; Not Investment-Related; 02/05/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Pearl Project, LLC; Co-owner; Real Estate; 24 Conwell Street, , Provincetown, MA, 02657; Not Investment-Related; 06/05/2026; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-30
  • S66 Uniform Combined State Law Examination
    2003-12-30

View on SEC IAPD

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