Brett R Caroselli

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2003 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1) POA and Executor of Parent's Estate. 2) Estate Planning Council of Rochester - Treasurer Non-Investment - Rocester, NY - 04/2020 - 10hrs/mth. 3) Pittsford Jr. Panthers Football & Cheer - Board Member Non-Investment - 09/2024 - 10hrs/mth.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-08