Brett R Caroselli

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-18

NY RA
APPROVED

Since 2021-05-18

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Pittsford, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2003	06/2020
Equitable Advisors, Llc	New York	NY	08/2003	Present

08/2003 → 06/2020

Axa Advisors, Llc

New York, NY
08/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) POA and Executor of Parent's Estate. 2) Estate Planning Council of Rochester - Treasurer Non-Investment - Rocester, NY - 04/2020 - 10hrs/mth. 3) Pittsford Jr. Panthers Football & Cheer - Board Member Non-Investment - 09/2024 - 10hrs/mth.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-08

S66 Uniform Combined State Law Examination

2003-11-08

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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