Erick Ian Buckley

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-22
NV	RA	APPROVED	2014-12-15

TX RA
APPROVED_RES

Since 2023-02-22
NV RA
APPROVED

Since 2014-12-15

Branch Locations

Henderson, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co.	Las Vegas	NV	08/2003	Present
Nylife Securities	Las Vegas	NV	11/2003	Present
Eagle Strategies Llc	Las Vegas	NV	12/2014	Present
Professional Wealth Strategies	Las Vegas	NV	07/2015	Present

08/2003 → Present

New York Life Insurance Co.

Las Vegas, NV
11/2003 → Present

Nylife Securities

Las Vegas, NV
12/2014 → Present

Eagle Strategies Llc

Las Vegas, NV
07/2015 → Present

Professional Wealth Strategies

Las Vegas, NV

Other Businesses

[INSURANCE BROKER FOR GUARDIAN INSURANCE, 7 HANOVER SQUARE, NY NY, 10004, AND INSURANCE BROKER FOR STANDARD INSURANCE, 1100 SW SIXTH AVE., PORTLAND, OR 97204. WOULD BE PROVIDING CLIENTS WITH DISABILITY COVERAGE ONLY] [OPERATING UNDER THE DBA NAME OF PROFESSIONAL WEALTH STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LAS VEGAS, NV; START DATE: 07/2015]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-02
S63	Uniform Securities Agent State Law Examination	2004-02-27

S66 Uniform Combined State Law Examination

2014-12-02
S63 Uniform Securities Agent State Law Examination

2004-02-27

View on SEC IAPD