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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-02-20 |
| UT | RA | APPROVED | 2023-06-22 |
| CA | RA | APPROVED | 2014-04-15 |
Branch Locations
15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc | Dallas | TX | 01/2006 | Present |
1] IHSS STATE OF CALIFORNIA, Non-Investment Related, 2707 S Grand Ave, Los Angeles, CA 90007, Non-Profit, IHSS provider, Employee, 100 hrs/mo non-business, 0 hrs/mo trading hrs, I provide part-time in-home respite care for my special needs daughter (autism) and get compensated by the State of CA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-15 |
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