Best Investors Account Sign in

Tracy Scott

Fifth Third Securities, Inc.

Mentor, OH

Mentor, OH

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-02-18
  • OH RA
    APPROVED
    Since 2025-02-18

Branch Locations

6675 Center Street, Mentor, OH 44060 • United States

9881 Johnnycake Ridge, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Willoughby OH 10/1996 Present
Fifth Third Securities Willoughby OH 08/2024 Present
  • 10/1996 → Present
    Fifth Third Bank
    Willoughby, OH
  • 08/2024 → Present
    Fifth Third Securities
    Willoughby, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-12
S63 Uniform Securities Agent State Law Examination 2024-11-15
  • S65 Uniform Investment Adviser Law Examination
    2025-02-12
  • S63 Uniform Securities Agent State Law Examination
    2024-11-15
Other Names
  • Tracy Ann Scott

View on SEC IAPD

Other Firms

CARVER FINANCIAL SERVICES INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LAKERIDGE WEALTH MANAGEMENT LLC
CETERA INVESTMENT ADVISERS LLC
KINETIC WEALTH INVESTMENT ADVISORS, LLC
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

BOBBI JOANN BRUNER
SARA ANN O'NEIL
JAMES LEONARD LAMAR
Zachary Clark Edwards
Alexander James Waldron
NANCY ANN WILLIAMS
NIKOLAUS KARL WEARSCH
CHARLES KALE SCHULZ

Other Offices

CARVER FINANCIAL SERVICES INC · MENTOR, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MENTOR, OH
CARVER FINANCIAL SERVICES INC · MENTOR, OH
LAKERIDGE WEALTH MANAGEMENT LLC · MENTOR, OH
CETERA INVESTMENT ADVISERS LLC · Mentor, OH
KINETIC WEALTH INVESTMENT ADVISORS, LLC · Mentor, OH
LPL FINANCIAL LLC · Mentor, OH
CETERA INVESTMENT ADVISERS LLC · MENTOR, OH

More in Mentor, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor