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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-02-08 |
Branch Locations
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
800 Wisconsin Street Bld. D02, Unit 5, Suite 402, Eau Claire, WI 54703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Altoona | WI | 05/2014 | 02/2021 |
| Princor Financial Services Corporation | Altoona | WI | 05/2014 | 02/2021 |
| Area Financial Services | Altoona | WI | 05/2014 | 11/2020 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 11/2020 | Present |
| Triad Advisors | Norcross | GA | 02/2021 | 08/2024 |
| Osaic Wealth, Inc. | Eau Claire | WI | 08/2024 | Present |
1) ONEDIGITAL; INVESTMENT RELATED; 800 WISCONSIN STREET, BLD D02; UNIT 5, SUITE 402; EAU CLAIRE, WI, 54703; INSURANCE; EMPLOYEE BENEFITS; 11/1/2020; 25 HRS/MONTH DEVOTED; 10 HOURS DURING TRADING; SALE AND SERVICE OF EMPLOYEE BENEFITS TO EMPLOYERS __|__ 2) EAU CLAIRE COMMUNITY FOUNDATION; NOT INVESTMENT RELATED; 306 S BARSTOW STREET #104, EAU CLAIRE, WI 54701; NON PROFIT, BOARD OF DIRECTORS MEMBER; 7/1/2020; 1 HR/MONTH DEVOTED; 0 HOURS DURING TRADING; VOTING MEMBER TO DEVELOP POLICIES, PROCEDURES, AND REGULATIONS OF THE ORGANIZATION __|__
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-11 |
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