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John Ellis Flounders

Roseline Capitol Advisors, LLC

Richmond, VA

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Current Employers
Roseline Capitol Advisors, Llc

140 Virginia St. Suite 300, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-02-08
  • VA RA
    APPROVED
    Since 2006-02-08

Branch Locations

140 Virginia St. Suite 300, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roseline Capitol Advisors, Llc Richmond VA 09/2005 Present
Roseline Financial Group, Llc Richmond VA 09/2005 Present
Roseline Tax Advisors, Llc Richmond VA 09/2005 Present
  • 09/2005 → Present
    Roseline Capitol Advisors, Llc
    Richmond, VA
  • 09/2005 → Present
    Roseline Financial Group, Llc
    Richmond, VA
  • 09/2005 → Present
    Roseline Tax Advisors, Llc
    Richmond, VA
Previous Registrations
  • 2003-08-05 → 2005-11-15
    Kpmg Investment Advisors
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-31
  • S65 Uniform Investment Adviser Law Examination
    2003-07-31
Other Names
  • Jef Ellis Flounders

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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