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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-01-04
LA RA APPROVED 2010-01-15
TX RA APPROVED 2009-02-13
  • NC RA
    APPROVED
    Since 2011-01-04
  • LA RA
    APPROVED
    Since 2010-01-15
  • TX RA
    APPROVED
    Since 2009-02-13

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 02/2009 Present
Jpmorgan Chase Bank, N.A. Dallas TX 10/2010 Present
10921 Promiseland Frisco, Tx 75035 Frisco TX 06/2016 06/2024
105 Triton Plano TX 07/2024 02/2026
  • 02/2009 → Present
    Dallas, TX
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 06/2016 → 06/2024
    10921 Promiseland Frisco, Tx 75035
    Frisco, TX
  • 07/2024 → 02/2026
    105 Triton
    Plano, TX
Previous Registrations
Other Businesses

Entity Name: 404 N Kirk St Hico, TX 76457 Investment related: N Address: 404 N Kirk St Hico, TX 76457 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a residential real estate investment property that is owned and managed by my spouse as her primary occupation. Due to Texas Community property laws, I own a portion of this home and will have minimal involvement except for annual tax filings Entity Name: LAT Ranch Holdings LLC Investment related: No Address: 1473 Kopperl, TX Nature of the other business: This is a country ranch held in an LLC Position/Title/Relationship: General Partner Start Date: 21-Nov-2019 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wild life Exemption management which includes the maintaining of a natural habitat for wildlife. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-20
  • S66 Uniform Combined State Law Examination
    2003-11-20
Designations
Other Names
  • Bin Khac Nguyen

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