Tristram Sanborn Millard

Current Employers

Employment History

• 09/2012 → 10/2016
  J.P. Morgan Securities Llc
  New Orleans, LA
• 10/2016 → Present
  Lpl Financial, Llc
  New Orleans, LA
• 10/2016 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, LA

Previous Registrations

• 2011-10-14 → 2012-09-06
  Fisher Investments
  Camas, WA
  Plano, TX
• 2005-12-05 → 2009-08-17
  Msi Financial Services, Inc.
  Boscawen, NH
  Lebanon, NH
  Springfield, MA
  Springfield, MA
  Hartland, VT
  Westboro, MA
• 2003-11-19 → 2005-12-31
  Metlife Investment Fund Services Llc
  Woodbridge, NJ
• 2003-06-13 → 2003-11-12
  Citizens Securities, Inc.
  Hanover, NH

Other Businesses

1. 10/10/2016: Gulf Point Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 639 Loyola Ave., Suite 2100, New Orleans, LA 70113 - Start 10/3/2016 - 40 Hr/Mo; 2 Hour(s) During Securities Trading; 20% Time Spent 2. 3/6/2018 - Gulf Point Advisors - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/22/2018 - 160 Hours Per Month/140 Hours During Securities Trading. 3. 1/22/2019 - Addicus Risk Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2019 - 5 Hours Per Month During Securities Trading. 4. 9/19/2019 - DBT-JWR-TSM LLC - DBA: NOLA Invests and Saves - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/15/2019 - 20 Hours Per Month/1 Hour During Securities Trading. 5. 2/21/2020 - DBT-JWR-TSM LLC - DBA: NOLA Retirement - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/17/2020 - 20 Hours Per Month/5 Hours During Securities Trading. 6. 10/14/2020 - TSM MKP LLC - Investment Related - Home Based - Real Estate Rental - Start Date: 11/01/2020 - 15 Hours Per Month/0 Hours During Securities Trading - Looking to acquire real estate with wife. 7. 1/28/2022 - NewEdge Advisors, LLC - DBA: (Hybrid) Gulf Point Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2022. 8. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2022 - 100 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-10
• S63 Uniform Securities Agent State Law Examination
  2000-01-28

Other Names

• Tris Sanborn Millard
• Trist Sanborn Millard
• Tristram S. Millard