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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-01-23 |
| TX | RA | APPROVED_RES | 2012-10-15 |
| LA | RA | APPROVED | 2004-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | LA | 04/2003 | Present |
| Bank Of America, N.A. | New Orleans | LA | 07/2011 | Present |
I*114346 For profit or not for profit: Non-Profit Organization Name of outside business organization: Junior League of New Orleans Investment related: Y Address of business: New Orleans, Louisiana 70115 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 06/01/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Chair of the Community Assistance Fund Committee. This committee reviews applications for grants. We evaluate and provide recommendations to the board of directors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-26 |
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