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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2015-06-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2015-06-03

Branch Locations

800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rye Brook NY 09/2005 03/2020
Ameriprise Financial Services, Llc Rye Brook NY 03/2020 Present
Other Businesses

Board of Directors; St. Margaret School Home School Association; Co-Vice President; 34 North Magnolia Street, , Pearl River, NY, 10965; Not Investment-Related; 10/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-15
  • S66 Uniform Combined State Law Examination
    2003-10-15
Other Names
  • Christina Angotta
  • Christina Rose Angotta

View on SEC IAPD

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