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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-19 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co | Walnut Creek | CA | 07/2003 | Present |
| Ubs Financial Services Inc. | Walnut Creek | CA | 08/2006 | Present |
AVON NON INVESTMENT-RELATED MY HOME ADDRESS SALES OF MAKEUP ITEMS AND THE LIKE INDEPENDENT SALES REPRESENTATIVE 2/2003 10 HOURS PER MONTH NO HOURS DURING TRADING HOURS ORDERING PRODUCTS, CALLING CLIENTS, DELIVERING ORDERS. AS OF MARCH 31, 2004, I WILL NO LONGER BE AN AVON INDEPENDENT SALES REP. - THERE ARE SEVERAL, BUT THE MAIN ORGANIZATION IS: EAST DIABLO YOUTH SOCCER LEAGUE 1145 SECOND STREET STE. A-232 BRENTWOOD, CA 94513 - ASSISTANT REFEREE - 20 HOURS PER MONTH - COMPENSATION $15 NOTARY PUBLIC 7/14/08 4 HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-18 |
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