Angela Jeanne Spears

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Piper Jaffray & Co
  Walnut Creek, CA
• 08/2006 → Present
  Ubs Financial Services Inc.
  Walnut Creek, CA

Other Businesses

AVON NON INVESTMENT-RELATED MY HOME ADDRESS SALES OF MAKEUP ITEMS AND THE LIKE INDEPENDENT SALES REPRESENTATIVE 2/2003 10 HOURS PER MONTH NO HOURS DURING TRADING HOURS ORDERING PRODUCTS, CALLING CLIENTS, DELIVERING ORDERS. AS OF MARCH 31, 2004, I WILL NO LONGER BE AN AVON INDEPENDENT SALES REP. - THERE ARE SEVERAL, BUT THE MAIN ORGANIZATION IS: EAST DIABLO YOUTH SOCCER LEAGUE 1145 SECOND STREET STE. A-232 BRENTWOOD, CA 94513 - ASSISTANT REFEREE - 20 HOURS PER MONTH - COMPENSATION $15 NOTARY PUBLIC 7/14/08 4 HOURS PER MONTH

Exams

• S66 Uniform Combined State Law Examination
  2022-09-17
• S63 Uniform Securities Agent State Law Examination
  2005-04-18

Other Names

• Angela Jeanne Briney