Ronald Benjamin Lefton

Wedbush Securities Inc.

Newport Beach, CA

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Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-01-27

CA RA
APPROVED

Since 2017-01-27

Branch Locations

500 Newport Center Dr Ste 850, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Securities Inc	San Diego	CA	08/2014	12/2016
Standard Investment Chartered, Inc.	Irvine	CA	12/2016	01/2017
Buttonwood Tree Management, Inc.	Irvine	CA	12/2016	01/2017
Wedbush Securities Inc.	Newport Beach	CA	01/2017	Present

08/2014 → 12/2016

Wedbush Securities Inc

San Diego, CA
12/2016 → 01/2017

Standard Investment Chartered, Inc.

Irvine, CA
12/2016 → 01/2017

Buttonwood Tree Management, Inc.

Irvine, CA
01/2017 → Present

Wedbush Securities Inc.

Newport Beach, CA

Previous Registrations

2016-12-12 → 2017-01-27

Buttonwood Tree Management, Llc

Newport Beach, CA
2014-08-22 → 2016-12-12

Wedbush Securities Inc.

San Diego, CA
2009-06-01 → 2014-09-03

Morgan Stanley

Irvine, CA

Beverly Hills, CA

Irvine, CA
2007-10-05 → 2009-06-01

Morgan Stanley & Co. Llc

Beverly Hills, CA
2005-07-29 → 2007-10-10

Wells Fargo Clearing Services, Llc

Los Angeles, CA

Los Angeles, CA

Los Angeles, CA
2004-05-28 → 2005-07-14

Goldman Sachs Wealth Services, L.P.

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-26

S66 Uniform Combined State Law Examination

2004-04-26

Other Names

Ron Lefton

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC

MIG CAPITAL, LLC

RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

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