Ronald Benjamin Lefton

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 12/2016
  Wedbush Securities Inc
  San Diego, CA
• 12/2016 → 01/2017
  Standard Investment Chartered, Inc.
  Irvine, CA
• 12/2016 → 01/2017
  Buttonwood Tree Management, Inc.
  Irvine, CA
• 01/2017 → Present
  Wedbush Securities Inc.
  Newport Beach, CA

Previous Registrations

• 2016-12-12 → 2017-01-27
  Buttonwood Tree Management, Llc
  Newport Beach, CA
• 2014-08-22 → 2016-12-12
  Wedbush Securities Inc.
  San Diego, CA
• 2009-06-01 → 2014-09-03
  Morgan Stanley
  Irvine, CA
  Beverly Hills, CA
  Irvine, CA
• 2007-10-05 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 2005-07-29 → 2007-10-10
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
• 2004-05-28 → 2005-07-14
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-04-26

Other Names

• Ron Lefton