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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-03-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Milwaukee | WI | 05/2009 | 05/2023 |
| J.P. Morgan Securities Llc | Milwaukee | WI | 10/2012 | 05/2023 |
| Johnson Financial Group | Delafield | WI | 05/2023 | Present |
| Lpl Financial Llc | Delafield | WI | 03/2025 | Present |
1- 03/2025 / Johnson Financial Group / NOTARY / INV RLTD / 1 HRS MNTH /1 HR DURING TRADING / START 08/09/2023 2- 03/2025 / Johnson Financial Group Financial Advisors / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION 3- 03/2025 / Johnson Financial Group / Financial Institution Duty / INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 05/23/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-27 |
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