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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2020-09-11 |
Branch Locations
2001 West Lakeway Rd Ste A, Gillette, WY 82718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Gillette | WY | 01/2004 | 09/2020 |
| Above The Line, Cpas | Gillette | WY | 06/2003 | Present |
| Avantax Investment Services, Inc. | Gillette | WY | 09/2020 | 11/2024 |
| Avantax Planning Partners, Inc. | Dubuque | IA | 07/2020 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Gillette | WY | 10/2020 | Present |
1) DBA AND INSURANCE: ABOVE THE LINE CERTIFIED PUBLIC ACCOUNTANTS, NOT INVESTMENT RELATED; 2001 W. LAKEWAY ROAD, SUITE A GILLETTE, WY 82718; PARTNER AND ACCOUNTANT; OWNER,CPA; STARTED 01/2007; 160 HRS/MO. 2) Avantax Planning Partners; INDEPENDENT RIA; START-06/29/2004; 10 HRS/MO. 3) PRONGHORN ESTATES PROFESSIONAL CENTER; NOT INVESTMENT RELATED; 2001 W. LAKEWAY ROAD GILLETTE WY 82718; RENTAL OF OFFICE SPACE INCLUDING OUR CPA FIRM; OWNER, LANDLORD; STARTED 01/2007; 10 HRS/MO. 4) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: License to sell Life, Health and Disability Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2020 ADDRESS: 2001 West Lakeway, Suite A, Gillette WY 82718, United States DESCRIPTION: needs analysis to determine level of insurance needsobtain insurance quotesassist client in completing application 5) WOMEN'S RESOURCE CENTER OF NORTHEAST WYOMING; POSITION: Volunteer Board Member NATURE: Non-profit board of directors for Crisis Pregnancy Center INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023; 706 W 8th St, Gillette WY 82716, Establish policies for the operations of WRC and ensuring that the bylaws, policies and procedures are followed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-27 |
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