Bradford Petersen Bagby

Current Employers

Trinity Capital Management, Llc

7700 Shawnee Mission Parkway Suite 315, Overland Park, KS 66202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-22
KS	RA	APPROVED	2014-02-28
MO	RA	APPROVED	2014-02-27

TX RA
APPROVED_RES

Since 2020-01-22
KS RA
APPROVED

Since 2014-02-28
MO RA
APPROVED

Since 2014-02-27

Branch Locations

7700 Shawnee Mission Parkway Suite 315, Overland Park, KS 66202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trinity Capital Management, Llc	Overland Park	KS	01/2012	Present

01/2012 → Present

Trinity Capital Management, Llc

Overland Park, KS

Previous Registrations

2008-03-26 → 2011-11-21

Bagby Capital Management, Llc

Kansas City, MO
2005-11-02 → 2008-02-19

Oppenheimer & Co. Inc.

Kansas City, MO

Kansas City, MO
2005-02-24 → 2005-11-25

Citigroup Global Markets Inc.

Kansas City, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-16
S63	Uniform Securities Agent State Law Examination	2003-09-30

S65 Uniform Investment Adviser Law Examination

2005-02-16
S63 Uniform Securities Agent State Law Examination

2003-09-30

Other Names

Bradford Peterson Bagby
Bradford Petersen Bagby

View on SEC IAPD

Current Employers

Trinity Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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