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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

333 N Lantana St Ste 118, Camarillo, CA 93010 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timothy J Warren, Cpa Camarillo CA 08/1992 Present
1St Global Capital Corp Camarillo CA 12/1999 10/2019
1St Global Advisors, Inc Camarillo CA 08/2000 10/2019
Warren Wealth Management Camarillo CA 01/2005 01/2026
Avantax Insurance Services, Inc. Camarillo CA 02/2005 09/2025
Avantax Advisory Services Camarillo CA 10/2019 09/2025
Avantax Investment Services, Inc. Camarillo CA 10/2019 09/2025
Avantax Insurance Agency, Llc Camarillo CA 10/2019 09/2025
Cetera Wealth Services, Llc Camarillo CA 09/2025 01/2026
Cetera Investment Advisers Llc Schaumburg IL 09/2025 01/2026
Lpl Financial Llc Camarillo CA 01/2026 Present
Channel Islands Tax & Wealth Management Camarillo CA 01/2026 Present
Mariner Independent Advisor Network Overland Park KS 01/2026 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 08/1992 → Present
    Timothy J Warren, Cpa
    Camarillo, CA
  • 12/1999 → 10/2019
    1St Global Capital Corp
    Camarillo, CA
  • 08/2000 → 10/2019
    1St Global Advisors, Inc
    Camarillo, CA
  • 01/2005 → 01/2026
    Warren Wealth Management
    Camarillo, CA
  • 02/2005 → 09/2025
    Avantax Insurance Services, Inc.
    Camarillo, CA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Camarillo, CA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Camarillo, CA
  • 10/2019 → 09/2025
    Avantax Insurance Agency, Llc
    Camarillo, CA
  • 09/2025 → 01/2026
    Cetera Wealth Services, Llc
    Camarillo, CA
  • 09/2025 → 01/2026
    Schaumburg, IL
  • 01/2026 → Present
    Lpl Financial Llc
    Camarillo, CA
  • 01/2026 → Present
    Channel Islands Tax & Wealth Management
    Camarillo, CA
  • 01/2026 → 07/2026
    Mariner Independent Advisor Network
    Overland Park, KS
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2026-02-02 → 2026-06-26
    Camarillo, CA
  • 2025-09-05 → 2026-02-27
    Camarillo, CA
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Camarillo, CA
  • 2000-09-05 → 2019-10-25
    1St Global Advisors Inc
    Camarillo, CA
    Camarillo, CA
Other Businesses

1.01/2026 - Channel Islands Tax & Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/28/2026 2. 01/2026 - Warren & Marcos LP - Business Entity For Tax/Investment Purposes Only - Inv Related - 05 Hour(s)/Month - 05 Hour(s) During Trading - Camarillo, CA - OBA Start Date: 06/16/2021 3. 01/2026 - Timothy J Warren CPA - Tax Prep/Accounting/CPA - Inv Related - 05 Hour(s)/Month - 05 Hour(s) During Trading - Camarillo, CA, 93010 - OBA Start Date: 11/17/1989 4. 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-28
  • S66 Uniform Combined State Law Examination
    2000-07-28
Other Names
  • Tim Warren

View on SEC IAPD

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