Brian Douglas Mcgregor

Employer firm

Sargent Investment Group CRD 297499

$1.48B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Washington, DC
• 11/2016 → 08/2018
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 08/2018 → Present
  Sargent Investment Group
  Bethesda, MD

Previous Registrations

• 2014-10-02 → 2018-08-07
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 2014-07-14 → 2014-10-07
  Deutsche Bank Securities Inc.
  Washington, DC

Other Businesses

The Washington Home - Charitable Foundation - Hospice care. 1875 Connecticut Ave. Suite 540, Washington, DC. 20009 Board Member and Investment Committee Member. August, 2016. 4 hours monthly time commitment, 2 of those during business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-03
• S63 Uniform Securities Agent State Law Examination
  2003-11-05