Best Investors Account Sign in
Inactive

Laura Katherine Mercer Amy

Signaturefd, LLC

Atlanta, GA

CRD 4694189

Claim This Profile
Employer firm

Signaturefd, LLC CRD 112758

$9.68B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Signaturefd, Llc

1230 Peachtree Street, Ne Suite 1800, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-04-13
  • GA RA
    APPROVED
    Since 2021-04-13

Branch Locations

1230 Peachtree Street, Ne Suite 1800, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ave Securities Atlanta GA 04/2005 10/2018
Peachtree Planning Atlanta GA 02/2003 08/2018
Signaturefd, Llc Atlanta GA 10/2018 Present
  • 04/2005 → 10/2018
    Park Ave Securities
    Atlanta, GA
  • 02/2003 → 08/2018
    Peachtree Planning
    Atlanta, GA
  • 10/2018 → Present
    Signaturefd, Llc
    Atlanta, GA
Other Businesses

1. Rental Property I own a condo that I rent out annually Start: 10/01/2014 0 hrs per month zero duties Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-16
S63 Uniform Securities Agent State Law Examination 2005-05-06
  • S65 Uniform Investment Adviser Law Examination
    2021-03-16
  • S63 Uniform Securities Agent State Law Examination
    2005-05-06
Other Names
  • Katie Mercer
  • Laura Katherine Mercer
  • Laura K Amy
  • Laura Katherine Mercer-Amy
  • Katie Amy

View on SEC IAPD

Nearby Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC

Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor