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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-09-18
  • KS RA
    APPROVED
    Since 2018-09-18

Branch Locations

1701 N 14Th Ave Ste B, Dodge City, KS 67801-3499 • United States

Macksville, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Dodge City KS 11/2006 Present
Brad Lock Insurance Agency Dodge City KS 11/2006 Present
State Farm Investment Management Corp Dodge City KS 08/2018 Present
  • 11/2006 → Present
    State Farm Vp Management Corp
    Dodge City, KS
  • 11/2006 → Present
    Brad Lock Insurance Agency
    Dodge City, KS
  • 08/2018 → Present
    Dodge City, KS
Other Businesses

Brad A Lock Insurance Agency; Investment-related;1701 N 14th Ave Ste B Dodge City, KS 67801-3499 ; Insurance (State Farm Mutual Automobile Insurance CompIany and its affiliates); Owner; Agent;11/01/2006 ; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-18
S63 Uniform Securities Agent State Law Examination 2003-09-26
  • S65 Uniform Investment Adviser Law Examination
    2018-09-18
  • S63 Uniform Securities Agent State Law Examination
    2003-09-26

View on SEC IAPD

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