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Whitney Eck Riley

Janney Montgomery Scott LLC

Fredericksburg, VA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-30
VA RA APPROVED 2018-11-30
  • TX RA
    APPROVED
    Since 2018-11-30
  • VA RA
    APPROVED
    Since 2018-11-30

Branch Locations

725 Jackson Street Suite 204, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fredericksburg VA 10/2008 11/2018
Bank Of America, N.A. Fredericksburg VA 12/2009 11/2018
Janney Montgomery Scott Llc Fredericksburg VA 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-23
S63 Uniform Securities Agent State Law Examination 2003-09-29
  • S65 Uniform Investment Adviser Law Examination
    2005-09-23
  • S63 Uniform Securities Agent State Law Examination
    2003-09-29
Other Names
  • Whitney Eck
  • Whitney Lee Eck

View on SEC IAPD

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Other Offices

EDWARD JONES · FREDERICKSBURG, VA
INTEGRATED ADVISORS NETWORK LLC · Fredricksburg, VA
THRIVENT INVESTMENT MANAGEMENT INC. · FREDERICKSBURG, VA
HORNOR, TOWNSEND & KENT, LLC · Fredericksburg, VA
J.P. MORGAN SECURITIES LLC · Fredericksburg, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREDERICKSBURG, VA
PFS INVESTMENTS INC. · FREDERICKSBURG, VA
OSAIC WEALTH, INC. · FREDERICKSBURG, VA

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