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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-30
TX RA APPROVED 2025-05-30
  • CA RA
    APPROVED
    Since 2025-05-30
  • TX RA
    APPROVED
    Since 2025-05-30

Branch Locations

Los Angeles, CA • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 11/2013 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 05/2025
Wells Fargo Advisors Financial Network, Llc Woodland Hills CA 05/2025 Present
Previous Registrations
Other Businesses

Hare of the Dog ; investment related; Sherman Oaks, CA; E commerce; 100% Ownership; Start date 05/07/2025; 20 hours a month; 0 hours during trading hours| HAREBALL23 PRODUCTIONS; INV RELATED; SHERMAN OAKS, CA; CONSULTING; 100% OWNERSHIP; START DATE 04/29/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS | HOELZEL HARE GROUP, LLC; INV RELATED; SHERMAN OAKS, CA; FINET PRACTISE ;49% OWNERSHIP; START DATE: 04/29/2025; 100 HRS PER MONTH; 100 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-24
  • S66 Uniform Combined State Law Examination
    2000-02-24
Other Names
  • Shawn R Hare
  • Shawn Robert Hare

View on SEC IAPD

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