Nicholas Eric Luchtefeld

Current Employers

Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-08-19

MO RA
APPROVED

Since 2021-08-19

Branch Locations

10 South Broadway, St. Louis, MO 63102 • United States

St Charles, MO • United States

Smithton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Umb Bank	St Louis	MO	11/2009	Present
Umb Financial Services Inc	St Louis	MO	01/2010	Present

11/2009 → Present

Umb Bank

St Louis, MO
01/2010 → Present

Umb Financial Services Inc

St Louis, MO

Other Businesses

1) Graduate School of Business, Education, 5315 Wall St # 280, Madison, WI 53718, Professor, 10 hrs , 0 comp. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 11/30/09, 152 hours per month allocated to UMB Bank during normal business hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-18
S66	Uniform Combined State Law Examination	2004-11-05

S65 Uniform Investment Adviser Law Examination

2021-08-18
S66 Uniform Combined State Law Examination

2004-11-05

Other Names

Nicholas Eroc Luchtfeld

View on SEC IAPD