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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
DC RA APPROVED 2018-01-29
VA RA APPROVED 2012-01-13
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • DC RA
    APPROVED
    Since 2018-01-29
  • VA RA
    APPROVED
    Since 2012-01-13

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Mclean VA 01/2012 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2012 → Present
    Morgan Stanley Smith Barney Llc
    Mclean, VA
Previous Registrations
Other Businesses

1. Rental Property; Investment related Yes; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 0; Paying Mortgage and renting out home to cover expenses

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-15
  • S66 Uniform Combined State Law Examination
    2004-03-15

View on SEC IAPD

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