James Ryan Taylor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 06/2017
  Wells Fargo Bank
  Houston, TX
• 06/2017 → Present
  Lpl Financial, Llc
  Houston, TX
• 06/2017 → Present
  Zions/Amegy Bank
  Houston, TX

Previous Registrations

• 2013-04-11 → 2017-06-23
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Houston, TX
  Houston, TX
  Minneapolis, MN

Other Businesses

1.06/16/2017 - AMEGY WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ DALLAS, TX. 2. 7/17/2017 - ZB, N.A., DBA Wealth & Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 06/27/2017 - 5 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-04-10
• S63 Uniform Securities Agent State Law Examination
  2003-11-05

Other Names

• Ron Taylor