Robert Samuel Edmunds

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-04

TX RA
APPROVED_RES

Since 2016-11-04

Branch Locations

197 First Avenue Suite 160, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Wellesley	MA	09/2011	10/2016
Wells Fargo Advisors Financial Network, Llc	Needham	MA	10/2016	Present

09/2011 → 10/2016

Ubs Financial Services Inc.

Wellesley, MA
10/2016 → Present

Wells Fargo Advisors Financial Network, Llc

Needham, MA

Previous Registrations

2008-06-10 → 2011-10-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

Other Businesses

WELLESLEY PRIVATE ADVISORS, LLC, INVT RELATED, NEEDHAM, MA, 50% OWNERSHIP, START 10/16/2021, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. GRAND LODGE OF MASONS IN MASSACHUSETTS AF & AM, INVT RELATED, BOSTON, MA, DISTRICT DEPUTY GRAND ASSISTANT TREASURER, START 1/1/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING,REVIEWING AND REPORTING FINANCIAL STATEMENTS TO AUDITOR FOR RECONCILIATION. ROBERT EDMUNDS LLC, INV RELATED, BOSTON, MA, 100% OWNERSHIP, START 10/14/2016, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-06
S63	Uniform Securities Agent State Law Examination	2004-12-29

S65 Uniform Investment Adviser Law Examination

2008-06-06
S63 Uniform Securities Agent State Law Examination

2004-12-29

Designations

Other Names

Robert S Edmunds

View on SEC IAPD