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Santander Securities LLC CRD 41791
$3.14B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-03-31 |
Branch Locations
Woonsocket, RI • United States
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services | East Providence | RI | 08/2013 | 02/2017 |
| Citizens Securities Inc | Riverside | RI | 02/2017 | 02/2019 |
| Santander Bank, Na | Boston | MA | 02/2019 | 09/2025 |
| Santander Securities, Llc | Dorchester | MA | 02/2019 | 11/2021 |
| Kash Corp Dba Lotus Fine Thai Cuisine | No. Smithfield | RI | 12/2017 | 05/2024 |
| Santander Securities, Llc | Dorchester | MA | 11/2021 | 09/2025 |
| Santander Bank, Na | Boston | MA | 03/2026 | Present |
| Santander Securities, Llc | Boston | MA | 03/2026 | Present |
| Ent Corp. Dba Aunt T's | Woonsocket | RI | 03/2025 | Present |
1. ENT Corp. (DBA) Aunt T's, sole owner of an entity created for charcuterie board tent at food events, non-investment related, start date 03/12/2025, Woonsocket RI, 20 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-16 |
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