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Douglas Eugene Campbell

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 4693084

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-01-04
  • CO RA
    APPROVED
    Since 2006-01-04

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 12/2005 Present
Previous Registrations
Other Businesses

1) Second Wind Fund | Investment Related:No|303 East 17th Ave, Suite 400|Denver|CO|80203|USA|Nonprofit Charitable Organizations|Finance Committee member|1/20/2026|Less than 20|0|I will serve as a volunteer on the finance committee to provide oversight and advisory input on budgeting, financial reporting, and fiscal policies for the organization.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-01-17
S66 Uniform Combined State Law Examination 2003-12-23
  • S63 Uniform Securities Agent State Law Examination
    2006-01-17
  • S66 Uniform Combined State Law Examination
    2003-12-23
Designations
  • Chartered Financial Consultant
Other Names
  • Douglas Campbell
  • Douglas E Campbell

View on SEC IAPD

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