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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-06-17
  • CT RA
    APPROVED
    Since 2015-06-17

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

70 New Canaan Ave., Norwalk, CT 06850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M-Powered, Llc Darien CT 05/2000 Present
Gwn Securities Inc. Palm Beach Gardens FL 06/2015 Present
  • 05/2000 → Present
    M-Powered, Llc
    Darien, CT
  • 06/2015 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

OLDHAM RESOURCE GROUP,INVESTMENT RELATED,FIXED INSURANCE AND ANNUTIES SALES. 2)MPOWERED LLC, INVESTMENT RELATED,655 HOLLOW TREE RIDGE ROAD DARIEN, CT 06820, BUSINESS INCOME THRU THIS ENTITY, OWNER, START DATE:LATE 1990S, 40 HOURS/WEEK DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-27
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S65 Uniform Investment Adviser Law Examination
    2008-12-27
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28
Other Names
  • Tucker Murray Scott

View on SEC IAPD

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