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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-06-17 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
70 New Canaan Ave., Norwalk, CT 06850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M-Powered, Llc | Darien | CT | 05/2000 | Present |
| Gwn Securities Inc. | Palm Beach Gardens | FL | 06/2015 | Present |
OLDHAM RESOURCE GROUP,INVESTMENT RELATED,FIXED INSURANCE AND ANNUTIES SALES. 2)MPOWERED LLC, INVESTMENT RELATED,655 HOLLOW TREE RIDGE ROAD DARIEN, CT 06820, BUSINESS INCOME THRU THIS ENTITY, OWNER, START DATE:LATE 1990S, 40 HOURS/WEEK DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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