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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-09-10 |
Branch Locations
1808 29Th Ave S , Birmingham, AL 35209 • United States
420 N 20Th Street Suite 2000, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 08/2015 | 01/2017 |
| Bank Of America, N.A. | Birmingham | AL | 11/2015 | 01/2017 |
| Wells Fargo Clearing Services | Birmingham | AL | 01/2017 | 08/2019 |
| Wells Fargo Bank | Birmingham | AL | 01/2017 | 08/2019 |
| Lpl Financial Llc | Birmingham | AL | 11/2019 | 09/2025 |
| Raymond James Financial Services Inc. | Birmingham | AL | 09/2025 | Present |
| Raymond James Financial Services Advisors Inc. | Birmingham | AL | 09/2025 | Present |
| Trustmark Bank | Birmingham | AL | 09/2025 | Present |
((1)Name of Business: Trustmark Financial Services Address: 1808 29th Ave S, Birmingham, AL, 35209-2616, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Private Banker
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-03 |
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