Shawn Jason Mccormick

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 11/2020 → Present
  Tmabnc, Llc
  Avon, OH
• 10/2003 → Present
  Financial Resource Center
  Avon, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL RESOURCE CENTER; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2003, POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES, PREPARE INDIVIDUAL & SMALL BUSINESS TAX FILINGS, & SELL FIXED INSURANCE; 2. NAME OF OTHER BUSINESS: RLS WELLNESS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: HEALTH FOOD GROCERY STORE / PASSIVE INVESTMENT; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE; 3. NAME OF OTHER BUSINESS: YMBH, LLC; INVESTMENT RELATED: NO; ADDRESS: 32387 BRANDON PLACE AVON LKE OH 44012; NATURE OF BUSINESS: REAL ESTATE INVESTMENT; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER, SIGN DOCUMENTS; 4. TMABNC, LLC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, REAL ESTATE, STARTED 11/2020, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PASSIVE REAL ESTATE INVESTMENTS 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2022; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE;

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-04-01

Designations