Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-15
NJ RA APPROVED 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2024-10-15
  • NJ RA
    APPROVED
    Since 2018-08-15

Branch Locations

1821 Highway 71 Fl 3, Wall, NJ 07719 • United States

Cranford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Provident Cranford NJ 07/2003 Present
Kestra Financial Services, Inc. Austin TX 04/2016 08/2018
Lpl Financial Llc Wall NJ 08/2018 Present
  • 07/2003 → Present
    Nationwide Provident
    Cranford, NJ
  • 04/2016 → 08/2018
    Kestra Financial Services, Inc.
    Austin, TX
  • 08/2018 → Present
    Wall, NJ
Previous Registrations
  • 2016-04-26 → 2018-08-09
    Cranford, NJ
  • 2007-08-10 → 2016-09-22
    Kestra Investment Services, Llc
    Cranford, NJ
    Wall, NJ
    Warren, NJ
  • 2004-08-23 → 2007-08-13
    1717 Capital Management Company
    Cranford, NJ
    Cranford, NM
Other Businesses

1)08/09/2018 - Non-Variable Insurance - WEBER WEALTH MANAGEMENT, LLC - 2% - INVESTEMENT RELATED - CRANFORD, NJ 07016 2)08/09/2018 - DBA for LPL Business (entity for LPL business) - WEBER WEALTH MANAGEMENT, LLC - 100% - INVESTMENT RELATED - CRANFORD, NJ 07016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-29
S63 Uniform Securities Agent State Law Examination 2003-12-04
  • S65 Uniform Investment Adviser Law Examination
    2004-07-29
  • S63 Uniform Securities Agent State Law Examination
    2003-12-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wall, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor