Richard Martin Ellington

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Patron Edge
  Danvers, MA
• 04/2014 → 03/2025
  Infinex Investments, Inc.
  Meriden, CT
• 03/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Wobur, MA

Previous Registrations

• 2014-05-05 → 2025-04-01
  Osaic Institutions, Inc.
  Meriden, CT
  Meriden, CT
  Ipswich, MA
  Boston, MA
  Essex, MA
  Gloucester, MA
  Rowley, MA
  Newburyport, MA
  Danvers, MA
  Lexington, MA
  Burlington, MA
• 2011-02-18 → 2014-04-25
  National Planning Corporation
  Woburn, MA
• 2006-02-13 → 2010-08-24
  New England Investment & Retirement Group, Inc.
  North Andover, MA
• 2005-04-28 → 2010-08-20
  Commonwealth Financial Network
  Rowley, MA
  North Andover, MA
• 2003-11-05 → 2005-04-14
  Eastern Point Advisors Inc.
  Danvers, MA
• 2001-02-27 → 2003-11-11
  Waddell & Reed
  Woburn, MA

Other Businesses

1. SHORT TERM RENTALS, VRBO - AIRBNB, 100% OWNER, 5/HRS/WK; 2. PATRON EDGE LLC, MYSTERY SHOPPING SERVICES, 100% OWNER, 5/HRS/WK

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-19
• S63 Uniform Securities Agent State Law Examination
  1999-12-21

Designations

• Certified Financial Planner