John Stephen Schaeffer

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Laramie, WY
• 11/2018 → 01/2020
  Royal Alliance Associates, Inc.
  Laramie, WY
• 01/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-11-02 → 2019-12-31
  Osaic Wealth, Inc.
  Laramie, WY
  Rochester, MN
• 2017-01-23 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Laramie, WY
  Rochester, MN

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 01/2020 2) SCHAEFFER RANCH, 150474 EXPERIMENT FARM RD MITCHELL NE, FARM AND RANCH PROPERTY MAINTENANCE, 01/01/05, NIR, 8 HR/M0 0 HR/MO TRADING 3) MOUNTAIN WEALTH MANAGEMENT, LLC, 515 S HOWES ST FT COLLINS CO, FINANCIAL ADVISOR/IAR, DBA, 01/2019, INV REL, 0 HR/MO 0 HR/MO TRADING 4 )INDEPENDENT INSURANCE AGENT, 450 N 4TH LARAMIE WY, INSURANCE AGENT/SALES, 08/2003, INV REL, 4 HR/MO 0 HR/MO TRADING 5) ENCAMPMENT RIVER VALLEY PAINT LLC, 450 N 4TH ST PO BOX 908 LARAMIE WY, 10/2020, PAINTING COMPANY OWNER, 150/YR 0/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-09-26