Mary Brooke Bryan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 02/2019
  Lpl Financial
  Jackson, MS
• 02/2019 → 12/2022
  Regions Banks
  Madison, MS
• 02/2019 → 12/2022
  Cetera Investment Advisers Llc
  Madison, MS
• 02/2019 → 12/2022
  Cetera Investment Services Llc
  St. Cloud, MN
• 12/2022 → Present
  Lpl Financial Llc
  Madison, MS

Previous Registrations

• 2019-02-07 → 2022-12-09
  Cetera Investment Advisers Llc
  Madison, MS
  Jackson, MS
• 2014-12-02 → 2019-02-06
  Lpl Financial Llc
  Ridgeland, MS
  Madison, MS
• 2010-07-14 → 2012-12-11
  Horne Wealth Advisors, Llc
  Ridgeland, MS
• 2009-04-15 → 2009-05-28
  Trustmark Investment Advisors, Inc.
  Ridgeland, MS

Other Businesses

1) 01/10/2025 - Make Wellness - Not Investment Related-Other - Direct Sales - Home Based - Start Date:02/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 2. 09/25/2025 - Studio B Wealth Production - DBA for LPL Business (entity for LPL business) - Inv rel - At reported business Location(s) - Start date: 09/01/2025 - 0Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-12-17

Designations

• Certified Financial Planner

Other Names

• Brooke Pennington
• Mary Brooke Pennington
• Mary Brooke Pennington
• M. Brooke Bryan
• Brooke Bryan
• Mary Brooke Bryan