Best Investors
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Account
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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-22 |
Branch Locations
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | 03/2019 |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | Present |
| Wells Fargo Bank | Raleigh | NC | 03/2019 | 09/2023 |
| Wells Fargo Bank | Raleigh | NC | 01/2008 | 03/2019 |
| First Citizens Bank | Raleigh | NC | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-02 |
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