Buck R Mintken

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-08-10
NE	RA	APPROVED	2017-03-08

TX RA
APPROVED

Since 2018-08-10
NE RA
APPROVED

Since 2017-03-08

Branch Locations

Security First Bank 401 3Rd Ave, Martin, SD 57551 • United States

Security First Bank 289 Main St, Harrison, NE 69346 • United States

Security First Bank 403 2Nd St, Crawford, NE 69339 • United States

101 E. 2Nd Street, Rushville, NE 69360 • United States

231 N Main, Hay Springs, NE 69347 • United States

1328 West Hwy 20, Chadron, NE 69337 • United States

231 N. Main St, Hay Springs, NE 69347 • United States

1328 W. Hwy 20, Chadron, NE 69337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger	Rushville	NE	01/2004	Present

01/2004 → Present

Linsco/Private Ledger

Rushville, NE

Other Businesses

1. 06/22/06 - BRM FINANCIAL SERVICE, INC./DBA / RUSHVILLE NE. 2. 03/26/2009 / DBA ONLY / INVESTMENT CENTER / RUSHVILLE, NE 3. 06/10/2016 * no business name * Real Estate Rental * not inv rel * My home address is: 4098 510th Rd. Hay Springs, NE 69347 Property address was listed below. Legal Description: Part of thc W l/2 Section 28: Part of the N l/2NIrl/4 Section 29; Township 22 North, Range 55 West of the 6th P.M.. Scottsbluff-County. N * start 05/12/2016 * 2 hrs/mo; 0 hrs during secs trdg hrs. 4. 04/04/2022 - No Business Name - Investment Related - Scottsbluff, NE 69361 - Real Estate Rental - Start Date: 04/29/2022 - 0 Hours Per Month/0 Hours During Securities Trading - Purchase of 105 acres of farm ground to be leased out to farmer. 5. 10/05/2022 - Hay Springs School - Not Investment Related - 407 N. Baker St, Hay Springs, NE 69347 - Outside/W-2 Employment - Jr. High Basketball Coach - Start Date - 01/03/2023 - 25 Hours Per Month/0 Hours During Securities Trading 6. 09/08/2023 - Real Estate Rental - Investment Related - Webster, SD - Start Date 10/15/2023 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-01
S63	Uniform Securities Agent State Law Examination	2004-03-15

S65 Uniform Investment Adviser Law Examination

2017-03-01
S63 Uniform Securities Agent State Law Examination

2004-03-15

View on SEC IAPD