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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2024 | Present |
| Regions Bank | Decatur | IL | 05/2016 | Present |
| Cetera Investment Advisers Llc | Decatur | IL | 08/2025 | Present |
1. REGIONS BANK, BRANCH PLATFORM EMPLOYEE, GUIDANCE & CUSTOMER SERVICES FOR CHECKING, SAVINGS OR CD ACCOUNTS, ASSISTANCE FOR LOAN & CREDIT CARD PRODUCTS AND PLATFORM SALES IN INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-30 |
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