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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-09-14 |
| GA | RA | APPROVED | 2021-07-29 |
| NJ | RA | APPROVED | 2021-07-29 |
| CA | RA | APPROVED | 2021-07-28 |
| CO | RA | APPROVED | 2021-07-28 |
| CT | RA | APPROVED | 2021-07-28 |
| DE | RA | APPROVED | 2021-07-28 |
| HI | RA | APPROVED | 2021-07-28 |
| IL | RA | APPROVED | 2021-07-28 |
| ME | RA | APPROVED | 2021-07-28 |
| MD | RA | APPROVED | 2021-07-28 |
| MI | RA | APPROVED | 2021-07-28 |
| NY | RA | APPROVED | 2021-07-28 |
| NC | RA | APPROVED | 2021-07-28 |
| OH | RA | APPROVED | 2021-07-28 |
| OK | RA | APPROVED | 2021-07-28 |
| PA | RA | APPROVED | 2021-07-28 |
| SC | RA | APPROVED | 2021-07-28 |
| TX | RA | APPROVED | 2021-07-28 |
| FL | RA | APPROVED | 2021-07-15 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | New York | NY | 08/2007 | 07/2021 |
| Ubs Financial Services | Tampa | FL | 07/2021 | Present |
1) Christ the King Catholic School/ INVESTMENT RELATED?: /3809 W Morrison Avenue, Tampa, Fl 33629/ Education/ PK-8 education/ Officer/Dad's Club President and PTC board. meet a few times a year for school function planning and initiative updates/ start date: 7/1/2021 2) NAME OF OTHER BUSINESS: Tampa Bay Little League / INVESTMENT RELATED?: No / ADDRESS: 1100 S. Grady Avenue, Tampa, FL / NATURE OF THE BUSINESS: Youth Sports / POSITION: Board of Directors / DUTIES: general administration; registration, scheduling, rosters, uniforms / START DATE: 9-15-2022 / HOURS DEVOTED TO BUSINESS: NA 3)NAME OF OTHER BUSINESS: ELEVATE Tampa Bay / INVESTMENT RELATED?: N / ADDRESS: 7853 GUNN HIGHWAY #163 TAMPA, FL 33626 / NATURE OF THE BUSINESS: Building long-term, life-changing relationships with urban youth, equipping them to thrive and contribute to their community. Educational enrichment programs. / POSITION: Member of Board of directors / DUTIES:The Board will support the work of ELEVATE Tampa Bay and provide mission-based leadership and strategic governance. While day-to-day operations are led by ELEVATE's Executive Director (ED), the Board-ED relationship is a partnership. ? Serving as a trusted advisor to the ED as s/he develops and implements ELEVATE Tampa Bay's strategic plan ? Reviewing outcomes and metrics created by ELEVATE Tampa Bay for evaluating its impact, and regularly measuring its performance and effectiveness using those metrics ? Approving ELEVATE Tampa Bay's annual budget, audit reports, and material business decisions; being informed of, and meeting all, legal and fiduciary responsibilities ? Contributing to an annual performance evaluation of the ED ? Assisting the ED and board chair in identifying and recruiting other Board Members ? Partnering with the ED and other board members to ensure that board resolutions are carried out ? Serving on committees or task forces and taking on special assignments ? Representing ELEVATE Tampa Bay to stakeholders; acting as an ambassador for the organization/ START DATE: 12/1/22 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-07-14 |
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