Brett Arthur Efimov

Current Employers

Employment History

• 06/1997 → Present
  Brett A. Efimov, Cpa. Ltd.
  Tinley Park, IL
• 02/2000 → Present
  Creative Merchant Solutions
  Tinley Park, IL
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: BRETT A. EFIMOV, CPA, LTD., INVESTMENT RELATED Y/N: NO, ADDRESS: 6720 WEST 16TH STREET, SUITE 4, NATURE OF BUSINESS: CPA, POSITION/TITLE/RELATIONSHIP TO BUSINESS: OWNER, CPA, START DATE: 6/9/1997, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 94% OF TIME, BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, AUDITING, BOOKKEEPING, TAX PREPARATION AND OTHER BUSINESS SERVICES; 2.NAME OF OTHER BUSINESS: CREATIVE MECHANT SOLUTIONS.COM, INC., INVESTMENT RELATED Y/N: NO, ADDRESS: 6720 W 167TH STREET SUITE 4, TINLEY PARK, IL 60477, NATURE OF BUSINESS: SALES AND SERVICE FOR CREDIT CARD PROCESSING AND OTHER MERCHANT SERVICES, POSITION/TITLE/RELATIONSHIP TO BUSINESS: PRESIDENT AND DIRECTOR OF SALES AND MARKETING, START DATE: 11/2004, APX NUMBER OF HOURS PER MONTH: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE FOR CREDIT CARD PROCESSING AND OTHER MERCHANT SERVICES; 3.NAME OF OTHER BUSINESS: ILLINOIS CPA SOCIAETY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LOCAL CPA SOCIETY CHAPTER; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ENCOURAGE MEMBERSHIP, ATTEND MONTHLY MEETINGS; 4. AUDIT ONE, LTD, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, CPA FIRM, START 01/15/2014, VARIOUS HRS/WK (TRADING HOURS), CPA - PERFORM AUDITS, REVIEWS, & OTHER ASSURANCE SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-01
• S63 Uniform Securities Agent State Law Examination
  1999-12-20