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William Glenn Swander

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Monroe, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-08-24
LA RA APPROVED 2004-03-05
GA RA APPROVED 2004-02-09
  • TX RA
    APPROVED
    Since 2004-08-24
  • LA RA
    APPROVED
    Since 2004-03-05
  • GA RA
    APPROVED
    Since 2004-02-09

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Monroe LA 07/2003 Present
Bank Of America, N.A. Monroe LA 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-22
  • S66 Uniform Combined State Law Examination
    2004-01-22
Other Names
  • William Swander
  • William Glenn Swander

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Monroe, LA
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