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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-03-08 |
| SD | RA | APPROVED | 2022-08-01 |
Branch Locations
14 St Joseph Street, Rapid City, SD 57701 • United States
117 E 4Th Street, Freeman, SD 57029 • United States
408 Highway 77 Suite #3, Dell Rapids, SD 57022 • United States
2110 Se Delaware Ave, Ankeny, IA 50021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Dell Rapids | SD | 11/2012 | 07/2022 |
| Raymond James Financial Services Advisors Inc. | Dell Rapids | SD | 12/2012 | 07/2022 |
| Insurance Non Variable | Dell Rapids | SD | 11/2012 | 12/2016 |
| Great Western Bank (Acquired By First Interstate Bank) | Dell Rapids | SD | 05/2017 | 07/2022 |
| First Interstate Bank | Sioux Falls | SD | 07/2022 | Present |
| Lpl Financial Llc | Sioux Falls | SD | 07/2022 | Present |
1)06/29/2022 - First Interstate Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-19 |
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